Privacy

We are committed to safeguarding your privacy

HLS Tax Law Privacy Policy

Heinemann Lancaster Shume Pty Ltd trading as HLS Tax Law (ABN 77 682 833 816) (we, us) is committed to privacy protection.

This privacy policy (Privacy Policy) describes generally how we manage personal information and safeguard privacy. It also describes your rights to access and correct personal information we hold about you, and how you can make a complaint about our management of your personal information.

The privacy obligations set out below are in addition to our obligations of confidentiality to clients and other parties arising from sources other than the Privacy Act 1988 (Cth) (Privacy Act).

We may update this Privacy Policy from time to time to reflect changes in our practices or legal requirements. The current version will be available on our website at Privacy Policy – HLS Tax Law. Please contact us if you would like more information.

The Australian privacy principles

Where the Privacy Act applies to us, including because we manage personal information for the purposes of or in connection with our obligations under the Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (AML/CTF), we will treat personal information in accordance with our obligations.

The Privacy Act lays down 13 key principles in relation to the collection and treatment of personal information, which are called the Australian Privacy Principles.

The kinds of personal information that we collect and hold

We may collect and hold personal information that is necessary for us to conduct our business as a law firm. This may include sensitive information.

Personal information includes your:

  • identity information: name, date of birth, signature, photographic identification, offices or directorships held;
  • contact information: residential and business postal addresses, telephone/mobile/fax numbers and email addresses;
  • financial information: bank account details, billing information, payment card details;
  • professional and business information: occupation, employer, job title, professional qualifications, business holdings and structures;
  • matter-related information: information relevant to your legal matter or the legal matter of our client;
  • transaction information: details of services provided to you or your organisation;
  • communication records: records of correspondence and communications with you;
  • preferences and password for using this site and your computer and connection information; and
  • any information that you otherwise share with us.

We may be required to verify your identity and collect certain information under the AML/CTF. Identity documents might also be required for other services such as court matters, real property transactions and asset dealings. This includes collecting identification documents and information about the source of funds and beneficial ownership of entities.

To ensure that your personal information is accurate and up to date, please promptly advise us of any changes to your information by contacting us by email at hello@hlstaxlaw.com.au.

We will amend any personal information about you that is held by us and that is inaccurate, incomplete or out of date if you request us to do so. If we disagree with your view about the accuracy, completeness or currency of a record of your personal information that is held by us, and you ask us to associate with that record a statement that you have a contrary view, we will take reasonable steps to do so.

How we may collect and hold personal information

We collect information directly from our clients, from other lawyers and accountants, government sources or public sources such as registers or the internet.

Where reasonable and practicable, we collect personal information directly from you.
This may occur when you:

  • engage us to provide legal services;
  • respond to communication with us or engage a solicitor, accountant or agent to do so;
  • contact us by telephone, email, post or in person;
  • complete forms or provide documents to us;
  • visit our website or use our online services; or
  • apply for employment with us.

We may also collect personal information about you from third parties, including:

  • our client(s), where we collect information in the course of providing legal services;
  • other parties to legal proceedings or transactions and their lawyers;
  • witnesses of fact, expert witnesses, health care providers and hospitals;
  • courts, tribunals, law enforcement and government agencies;
  • publicly available sources, including public registers, websites and social media;
  • referrers who introduce you to us or lead agencies and advertising sites;
  • recruitment agencies and previous employers (for job applicants); and
  • identity verification, commercial data brokers and background check service providers.

We are committed to maintaining the confidentiality of the information that you provide us and we will take all reasonable precautions to protect your personal information from unauthorised use or alteration. In our business, personal information may be stored both electronically (on our computer systems, with our website hosting provider and with third party storage providers) and in hard-copy form. Firewalls, anti-virus software and email filters, as well as passwords, protect all of our electronic information. Likewise, we take all reasonable measures to ensure the security of hard-copy information.

The purposes for which we collect, hold, use and disclose personal information

We collect, hold, use and disclose personal information for the primary purpose of providing legal services to our clients, complying with regulatory and insurance obligations and operating our legal practice.

Secondary purposes include financial management, system improvement, enforcement of our right to payment and managing the relationship between our firm and former clients once the retainer has concluded. This includes:

  • providing legal advice and representation to you or to our client(s);
  • managing client matters and files;
  • conducting legal research and investigations;
  • preparing and reviewing legal documents;
  • communicating with you and other parties;
  • billing and collecting fees, including pursuit of our rights under a Costs Agreement or retainer;
  • complying with our legal, professional and insurance obligations; and
  • administering and managing our firm.

We may also use and disclose personal information for secondary purposes that are related to our primary purposes, including:

  • maintaining and developing our relationship with you;
  • quality assurance and improvement of our services, including training our AI models or those of our AI providers (subject to our obligations of confidentiality to you);
  • training and professional development;
  • ongoing Customer Due Diligence as required by the AML/CTF;
  • training AI or automated systems including AI development by our vendors with appropriate confidentiality safeguards in place;
  • enforcement of our right to payment of fees;
  • internal reporting and analysis; and
  • risk management and insurance purposes.

We may disclose personal information to third parties to facilitate the purposes of collection noted above. These purposes include disclosure to parties to proceedings or transactions and their representatives, to Courts, government and regulatory agencies as may be necessary or appropriate to establish legal rights and to progress transactions in which we are instructed. We also disclose information to third parties (such as data storage or archiving companies, our regulators or our insurers) who hold or process information for us.

  • Your personal information and confidential data is held by us subject to our duty of confidentiality under the Australian Solicitor’s Conduct Rules (ASCR) and any applicable undertakings or court rules. We may disclose personal information to third parties subject to those obligations and for the purposes described in this Privacy Policy, including:
  • to discharge our professional obligations to you or to our clients or in the reasonable execution of our instructions;
  • to comply with our legal obligations or in answer to a compulsory notice such as a subpoena or warrant, or to disclose information under the AML/CTF Act, Criminal Code(s), Legal Profession Act or other relevant legislation;
  • to barristers, mediators, expert witnesses, investigators and consultants and other legal practitioners engaged to act for you (and/or our client) or in relation to the matter;
  • other parties to legal proceedings or transactions as instructed, reasonably necessary or required by law;
  • courts, tribunals, government agencies and regulators;
  • our professional indemnity insurers;
  • a Costs Assessor in the event that an assessment is ordered or reasonably necessary.
  • service providers who assist us to operate our business (including IT providers, AI providers, document management providers, and marketing service providers);
  • related entities;
  • as permitted under the ASCR confidentiality exceptions; and
  • any person you expressly or impliedly authorise us to disclose information to.

We will disclose information to overseas recipients where this is reasonably necessary to progress our instructions (dealing with a company with an overseas office, for example).

We may disclose personal information to recipients located outside Australia where reasonably necessary or convenient to facilitate the purposes of collection, holding, use and disclosure of information stated in this Privacy Policy.

It is not possible for us to specify the countries that might be recipients of your personal information. We regularly deal with foreign advisers in the United Kingdom, United States, New Zealand, South Africa and countries in the European Union, but there may be other countries where we need to work with other advisers.

We hold your personal information using a system designed to protect against data breaches, however like all data security systems, risks may only be mitigated but not eliminated. It is our practice to require our storage service providers to be reputable.

We retain personal information for as long as necessary to fulfil the purposes for which it was collected, to comply with our legal and professional obligations and to ensure that pertinent evidence remains available if reasonably required.

Our website may contain links to third party websites, such as payment processors. We are not responsible for the privacy practices of those websites, and we encourage you to read their privacy policies.

How you may access and ask for your personal information to be corrected?

You have the right to request access to or correction of the personal information we hold about you. To make an access request, please contact our Privacy Officer by email at hello@hlstaxlaw.com.au or by writing to us at our postal address.

If we refuse to correct your personal information, we will provide written reasons for the refusal and information about how you may complain.

The Privacy Act permits us to refuse access in some circumstances. If we refuse your access request, we will provide you with written reasons for the refusal (unless unreasonable to do so or we are prohibited from doing so by law) and information about how you may complain.

Concerns or complaints

If you have a concern or complaint in the way you believe we have collected, held, or used your personal information please contact us directly on +61 7 3496 9163 or by email at hello@hlstaxlaw.com.au.

We will respond to you as soon as possible.

If you are not satisfied with our response, you can contact the Office of Australian Information Commissioner at:

Post:

Office of the Australian Information Commissioner
GPO Box 5218
SYDNEY  NSW 2001

Email: enquiries@oaic.gov.au

Telephone: 1300 363 992

Changes to this Privacy Policy

From time to time, it may be necessary for us to revise this Privacy Policy. Any changes will be in accordance with any applicable requirements under the Privacy Act and the Australian Privacy Principles. We may notify you about changes to this Privacy Policy by posting an updated version on this site.

Further information

If you require any further information about the Privacy Act and the Australian Privacy Principles, you can visit the Federal Privacy Commissioner’s website (see www.privacy.gov.au).

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